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The following is the fifth in a series of 32 TRIZ tutorials.

Other tutorials posted:
Tutorial #1 - Innovation Principles
Tutorial #2 - Overcoming Contradictions (No More Trade-Offs!)
Tutorial #3 - The Elegant Invention -- Seeking Ideality
Tutorial #4 - Resources -- A Pathway to Ideality
Tutorial #6 - Smart Little Creatures
Tutorial #7 - Modeling Inventive Problems


TRIZ Tutorial #5

Alla Zusman and Boris Zlotin
Ideation International Inc.

Printable version


PHYSICAL, CHEMICAL AND OTHER EFFECTS THAT HELP INVENTORS

In the previous tutorials we talked about ideality and the utilization of resources as a pathway to a more ideal system.  As a refresher, ideality in TRIZ is defined as follows:

Where:

  • Useful Functions etc. refers to anything about the system that is beneficial (activities, actions, processes, operations, and outputs).
     
  • Harmful Functions etc. refers to all undesired factors associated with the system (the cost to design it, the space it occupies, the noise it emits, the energy it consumes, the resources needed to maintain it, and so on).

Note that an ideal system is one that performs its function without actually existing (i.e., there are no harmful or undesired effects). 

Designing with the ideality principle in mind is quite helpful, but it is not sufficient for obtaining reliable and repeatable results.  For this reason, TRIZ provides two general approaches for achieving close-to-ideal solutions:

  • Use of resources
     

  • Use of physical, chemical, geometrical and other effects

In this tutorial we will focus on the use of various effects as a means to achieve near-ideal solutions.

Invention 33.  Fabricating stretched reinforcing rods

To make pre-stressed, reinforced concrete, reinforcing rods must be stretched.

Instead of using complex hydraulic equipment to perform the stretching, the rods are heated to 700 degrees C. The rods expand as they heat and stretch themselves.

Invention 34.  Applying pressure by heating support bars

In the 19th century, the sagging walls of an historic building in Paris were repaired using numerous thick iron support bars.

For each bar, a hole was drilled through a sagging wall. The bar, with threads at each end, was inserted into the hole.  A plate with an opening to accommodate the bar was then slipped over each end of the bar. Finally, nuts were threaded onto the ends of the bar and tightened to press the plates against the wall, and thus to support the wall.  Finding it impossible to tighten the nuts sufficiently, the restorers decided to use heat. Since the walls were hollow, coal was burned at the center-bottom of the wall to heat the bars.  The bars then expanded, allowing the nuts to be further tightened before the bars cooled. This process was repeated several times until the wall was sufficiently supported.

Invention 35.  Silvering contact leads

When it is necessary to silver-coat copper lead-wires attached to copper contacts, the waste of silver can be minimized by using a plastic sheet placed on a top of the silver-plating electrolytic bath. The sheet has small holes that accommodate the lead wires and prevent the body of the contact from entering the bath and becoming coated with silver. With this method, however, the level of solution in the bath changes constantly, producing inconsistent results from one batch to another.

To maintain the bath at a constant level, a complicated solution was proposed that included an additional bath connected to the first one through a valved pipe.  A sensor would continually measure the level of solution in the first bath and send a signal to the processor when the solution level deviated by a certain amount. The processor controlled the valve -- opening it when additional solution was required and closing it when the level was correct. Altogether, this constituted an expensive and unreliable system.

It was suggested instead that the plastic sheet be placed on floats so it would float on top of the bath. In this case, the level of solution would never vary relative to the floating parts.

(This solution was suggested by a member of a TRIZ-based cost reduction team during the working session and provided a substantial cost reduction after it was implemented.)

There are many examples demonstrating how the right effect can replace a complex machine.  In TRIZ, we define an effect as a particular automatic response of a substance to an action governed by the laws of nature and the properties of materials. Due to the deterministic nature of these laws, these responses are repeatable and reliable. (Thermal expansion, for example, cannot fail to appear when heating is applied to certain materials1; therefore, a solution based on this effect is very reliable.)

The physical effects of thermal expansion and buoyancy mentioned above are two from among thousands of effects that have proven useful in technology. The problem is this: how can one find the right effect for a specific situation?  In the 1970s Genrich Altshuller, the originator of TRIZ, started developing a special guide to help inventors select effects for specific problems. Eventually, a comprehensive Innovation Guide resulted that consisted of two parts:

  • A reference book containing short descriptions of selected effects shown to be the most useful in solving technological problems
     

  • A selection table.

Searching through the Innovation Guide was a two-step process.:

Step 1: Identifying the required technical function and selecting the corresponding effect(s) from the selection table (part of which appears below)2.

Required effect (function)
or property

Physical phenomenon that provides the required effect/property

4. Temperature     stabilization • Phase transitions, including transition over the Curie point
6. Moving an object

• Magnetic field applied to influence an object or magnet attached to the object
• Magnetic field applied to influence a conductor with current passing through it
• Electric field applied to influence an electrically charged object
• Pressure transfer in a liquid or gas
• Mechanical oscillations
• Centrifugal force
• Thermal expansion
• Pressure of light

7. Moving a liquid or gas

• Capillary force
• Osmosis
• Thoms effect
• Waves
• Bernoulli effect
• Weissenberg effect

10. Separating mixtures

• Electric and magnetic separation
• Electric or magnetic field applied to change the pseudo-viscosity of a liquid
• Centrifugal force
• Sorption
• Diffusion
• Osmosis
• Electro-osmosis
• Electro-phoresis

14. Crushing (destroying) an object

• Electrical discharge
• Electro-hydraulic effect
• Resonance
• Ultrasonic
• Cavitation
• Use of lasers

Step 2: Obtaining initial information related to a selected effect (including examples of how the effect had been utilized in the past) from a reference book.

Invention 36. Inductor in a silicon crystal

A microchip consists of a silica plate (up to 1 mm thick) covered with a very thin surface layer of oxide. Microchip elements such as resistors, capacitors and transistors are built inside this layer. It is difficult, however, to fabricate a microelectronic inductor in the same fashion, and thus inductors are placed outside the microcircuit. These external inductors reduce reliability, increase component size, and cost more to manufacture. 

The microchip has a significant space resource -- the body of the silicon chip itself -- that is not utilized at all. To fabricate inductors on silicon chips, spiral holes filled with conductive material must be bored through the chips. But how can this be done?

Let's consider how the use of effects might help us solve this problem. Actually, there are three problems, as follows:

1. Make a hole
2. Apply a spiral
(helical) shape to the hole
3. Insert a conductive material inside the hole

To make a hole, it is necessary to somehow pierce through -- i.e., destroy -- a piece of the material.  (See function 14 in the above table.) This can be accomplished, for example, by utilizing electrical discharge (electrical arc) or a laser.

Obtaining a helical current path: If an electric arc is used to make the holes, a stream of electrons is, in effect, traveling through the material. To shape the movement of the electrons (see function 6 -- moving an object) a slanted magnetic field can be applied.  This will cause the arc to follow a helical path through the 1-2 mm thickness of the chip.

To introduce a conductive material into the helical hole bored by the arc, electro-phoresis3 can be used.

In summary, to fabricate inductors on silicon chips, holes can be bored through the chips and conductive material placed in the holes and connected to form helical current paths. If an electric arc is used to make the holes, a slanted magnetic field can be used to cause the arc to follow a helical path through the thickness of the chip. Conductive material is then placed in the helical hole bored by the arc, forming the inductor. To create current paths through the holes, conductive material can be placed in the holes by electrophoresis. If an arc was used to bore the hole, the same setup can be used (with reduced current), to move the conductive material into the holes.

It looks like we have solved the problem. There is more, however. 

Invention 37. Forming two coils 

If a helical hole in a silicon chip is bored by an electric arc, electrons are moved in one direction by the arc, and ions move in the opposite direction. The ions will bore a second helical hole. The second hole, as well as the first, can be used as a conductive path. This makes it possible to fabricate micro-transformers and integrated, inductive tuned circuits.

Besides physics, chemistry is another source of effective solutions, although it is used less frequently. 

Invention 38.  Increasing the pressing force of a press fit

One way to increase the pressing force of a press fit is to copper plate the parts and then apply glycerin to them. The glycerin serves as a lubricant, facilitating the pressing, and also reacts with the copper oxide on the surface of the parts. After pressing, the joint is heated. The glycerin and copper oxide decompose, producing copper that fills small surface irregularities and provides a smooth contact area throughout the press fit.

Invention 39. Self-mending of small holes in pipes

Pipes that convey water under relatively low pressure can develop small holes.  These are often self-repaired as the holes fill with corrosive material from the water.

 

Other effects, such as geometric or even biological effects, can be successfully utilized as well.4

Invention 40. Mobius band

The use of a Mobius band doubles (at least) the effective length of loop elements such as flat pulley belts, magnetic tape, flexible blades, etc.

Invention 41. Conforming roller

 As a potato harvester roller moves, its shape should conform to the changing profile of the ground.

The roller can function as a rotating hyperboloid made of two vertical disks connected to each other at peripheral points by rods. The disks rotate relative to each other and are connected to the harvester by shafts. As they rotate, the outer contour of the roller is adjusted to the profile of the ground.

Invention 42. Exposing fingerprints

To expose the fingerprints left by a criminal, the surface of an object touched by the criminal is covered by a graphite powder. When the powder is brushed away, light remains of oil left by the fingers hold a small amount of the powder and thus reveal a distinctive ridge pattern. Unfortunately, this method does not work if the fingerprints are left on a sticky or fleecy surface, because the powder remains everywhere.

A special microbe has been developed that propagates as it consumes oil. When these microbes are deposited on the surface and warmed up, they propagate in the oil left in fingerprints.

Various collections of effects and articles describing how to utilize them represent one of the knowledge-base tools of so-called "classical" TRIZ.  Nowadays the most comprehensive collections of effects are embedded in TRIZ-based software.

ASSIGNMENT 1

Try to apply an effect from the table above to find an idea for:

Problem 11. Electron microscope stage displacement

Microscopic studies of complex objects require great precision (within a fraction of a micron) in displacing the stage of an electron microscope.  Mechanical devices used in optical microscopes appear unsuitable for this purpose: they are too expensive, inaccurate, and unreliable.

Using inventions 33 through 42 as analogies, try to find a solution to:

Problem 12. Tightening joints

Suggest a way to tighten the loose structural elements of the cupola over the reading hall in the British Museum.

ASSIGNMENT 2

Look around you for examples of how various effects are utilized.


NOTES:

1. Certain materials exhibit abnormal responses to heating/cooling.

2. References:

Systematic Innovation; An Introduction to TRIZ, by John Terninko, Alla Zusman, and Boris Zlotin (CRC Press LLC, 1998).

Tools of Classical TRIZ (Ideation International, 1999), revised and translated from Searching for New Ideas: From Insight to Methodology; The Theory and Practice of Inventive Problem Solving by Genrich Altshuller, Boris Zlotin, Alla Zusman and Vitaly Philatov (Kartya Moldovenyaska Publishing House, 1989).

3. The selection table from the first Innovation Guide was later expanded to include (among other options) the utilization of electro-phoresis to move metal ions.

4. References:

"Exploits on the molecular level," Yuri Salamatov. In the collection of articles Clue to the Labyrinth; Technology-Youth-Creativity Series (Kareliya Publishing House, 1988).

Rules for the Game That Has No Rules, Igor Vikentyev. Technology-Youth-Creativity Series (Kareliya Publishing House, 1989).


Next: Tutorial #6


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